Notice Rule

Notice of Partial Amendment No. 1 to Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2022-021

Title
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision)
Release Number
34-96297
SEC Issue Date
Federal Register Publish Date
Document Citation

87 FR 68774

Resources

Order Rule: SEC Issued Version (pdf 164.95 KB)
Order Rule: Federal Register Version

Last Reviewed or Updated: Dec. 16, 2022