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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Transaction Query Fee for the FINRA/Nasdaq TRF

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2022-002

Last Reviewed or Updated: Feb. 4, 2022

Resources

Notice Rule: SEC Issued Version (pdf 330.49 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 3, 2022

File Number

SR-FINRA-2022-002

Rule Type

Notice

Release Number

34-94156

SEC Issue Date

Feb. 4, 2022

Federal Register Publish Date

Feb. 10, 2022

Document Citation

87 FR 7883

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Transaction Query Fee for the FINRA/Nasdaq TRF

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Transaction Query Fee for the FINRA/Nasdaq TRF

Public Comments

Resources

Details