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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section 4 of Schedule A to the FINRA By-Laws Relating to the Continuing Education Fees

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2021-034

Last Reviewed or Updated: Jan. 7, 2022

Resources

Notice Rule: SEC Issued Version (pdf 277.86 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 3, 2022

File Number

SR-FINRA-2021-034

Rule Type

Notice

Release Number

34-93928

SEC Issue Date

Jan. 7, 2022

Federal Register Publish Date

Jan. 13, 2022

Document Citation

87 FR 2193

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section 4 of Schedule A to the FINRA By-Laws Relating to the Continuing Education Fees

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section 4 of Schedule A to the FINRA By-Laws Relating to the Continuing Education Fees

Public Comments

Resources

Details