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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 2251 (Processing and Forwarding of Proxy and Other Issuer-Related Materials)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2021-032

View Received Comments

Last Reviewed or Updated: Dec. 14, 2021

Resources

Notice Rule: SEC Issued Version (pdf 190.04 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 10, 2022

File Number

SR-FINRA-2021-032

Rule Type

Notice

Release Number

34-93769

SEC Issue Date

Dec. 14, 2021

Federal Register Publish Date

Dec. 20, 2021

Document Citation

86 FR 71936

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 2251 (Processing and Forwarding of Proxy and Other Issuer-Related Materials)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 2251 (Processing and Forwarding of Proxy and Other Issuer-Related Materials)

Public Comments

Resources

Details