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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2021-028

Last Reviewed or Updated: Nov. 19, 2021

Resources

Notice Rule: SEC Issued Version (pdf 164.76 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 17, 2021

File Number

SR-FINRA-2021-028

Rule Type

Notice

Release Number

34-93630

SEC Issue Date

Nov. 19, 2021

Federal Register Publish Date

Nov. 26, 2021

Document Citation

86 FR 67557

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Public Comments

Resources

Details