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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2021-027

Last Reviewed or Updated: Oct. 13, 2021

Resources

Notice Rule: SEC Issued Version (pdf 173.02 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Nov. 9, 2021

File Number

SR-FINRA-2021-027

Rule Type

Notice

Release Number

34-93300

SEC Issue Date

Oct. 13, 2021

Federal Register Publish Date

Oct. 19, 2021

Document Citation

86 FR 57867

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks)

Public Comments

Resources

Details