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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Administration and Delivery Fee for the Municipal Advisor Principal Examination

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2021-025

Last Reviewed or Updated: Sept. 30, 2021

Resources

Notice Rule: SEC Issued Version (pdf 194.06 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 26, 2021

File Number

SR-FINRA-2021-025

Rule Type

Notice

Release Number

34-93206

SEC Issue Date

Sept. 30, 2021

Federal Register Publish Date

Oct. 5, 2021

Document Citation

86 FR 55025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Administration and Delivery Fee for the Municipal Advisor Principal Examination

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Administration and Delivery Fee for the Municipal Advisor Principal Examination

Public Comments

Resources

Details