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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Form CMA (Continuing Membership Application Form)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2021-020

Last Reviewed or Updated: Aug. 27, 2021

Resources

Notice Rule: SEC Issued Version (pdf 209.09 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 23, 2021

File Number

SR-FINRA-2021-020

Rule Type

Notice

Release Number

34-92793

SEC Issue Date

Aug. 27, 2021

Federal Register Publish Date

Sept. 2, 2021

Document Citation

86 FR 49394

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Form CMA (Continuing Membership Application Form)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Form CMA (Continuing Membership Application Form)

Public Comments

Resources

Details