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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2021-018

Last Reviewed or Updated: July 14, 2021

Resources

Notice Rule: SEC Issued Version (pdf 163.77 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 10, 2021

File Number

SR-FINRA-2021-018

Rule Type

Notice

Release Number

34-92403

SEC Issue Date

July 14, 2021

Federal Register Publish Date

July 20, 2021

Document Citation

86 FR 38395

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules

Public Comments

Resources

Details