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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Supplemental Inventory Schedule Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2021-013

Last Reviewed or Updated: June 3, 2021

Resources

Notice Rule: SEC Issued Version (pdf 171.03 KB)

Notice Rule: Federal Register Version

Exhibit 3

Details

Public Comments Due

June 30, 2021

File Number

SR-FINRA-2021-013

Rule Type

Notice

Release Number

34-92098

SEC Issue Date

June 3, 2021

Federal Register Publish Date

June 9, 2021

Document Citation

86 FR 30632

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Supplemental Inventory Schedule Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Supplemental Inventory Schedule Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information)

Public Comments

Resources

Details