Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Per-Transaction Fee for Late and Corrective Reports to the FINRA/Nasdaq TRF and To Increase the Participation Fee

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Last Reviewed or Updated: May 27, 2021

Public Comments Due

June 24, 2021

File Number

SR-FINRA-2021-012

Rule Type

Notice

Release Number

34-92044

SEC Issue Date

May 27, 2021

Federal Register Publish Date

June 3, 2021

Document Citation

86 FR 29823