Order Rule

Order Approving a Proposed Rule Change To Amend FINRA Rule 1011(p) ("Specified Risk Event")

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 1011(p) ("Specified Risk Event")

Release Number

34-91959

SEC Issue Date

May 20, 2021

Federal Register Publish Date

May 26, 2021

Document Citation

86 FR 28405

Last Reviewed or Updated: Aug. 19, 2021

Resources

File Number

SR-FINRA-2021-011

Rule Type

Order

Release Number

34-92710

SEC Issue Date

Aug. 19, 2021

Federal Register Publish Date

Aug. 25, 2021

Document Citation

86 FR 47527