Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule) Relating to Allocation Reporting Requirements

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Last Reviewed or Updated: Jan. 11, 2021

Public Comments Due

Feb. 5, 2021

File Number

SR-FINRA-2021-001

Rule Type

Notice

Release Number

34-90887

SEC Issue Date

Jan. 11, 2021

Federal Register Publish Date

Jan. 15, 2021

Document Citation

86 FR 4132