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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2020-046

Last Reviewed or Updated: Jan. 5, 2021

Resources

Notice Rule: SEC Issued Version (pdf 178.09 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 1, 2021

File Number

SR-FINRA-2020-046

Rule Type

Notice

Release Number

34-90852

SEC Issue Date

Jan. 5, 2021

Federal Register Publish Date

Jan. 11, 2021

Document Citation

86 FR 2021

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Public Comments

Resources

Details