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Notice Rule

Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2020-045

View Received Comments

Last Reviewed or Updated: Dec. 22, 2020

Resources

Notice Rule: SEC Issued Version (pdf 191.26 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 20, 2021

File Number

SR-FINRA-2020-045

Rule Type

Notice

Release Number

34-90778

SEC Issue Date

Dec. 22, 2020

Federal Register Publish Date

Dec. 30, 2020

Document Citation

85 FR 86619

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure)

Public Comments

Resources

Details

More in this Section

Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure)

Public Comments

Resources

Details