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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Securities Transaction Credits Applicable to FINRA/Nasdaq TRF Participants

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2020-044

Last Reviewed or Updated: Dec. 18, 2020

Resources

Notice Rule: SEC Issued Version (pdf 176.02 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 19, 2021

File Number

SR-FINRA-2020-044

Rule Type

Notice

Release Number

34-90728

SEC Issue Date

Dec. 18, 2020

Federal Register Publish Date

Dec. 28, 2020

Document Citation

85 FR 84446

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Securities Transaction Credits Applicable to FINRA/Nasdaq TRF Participants

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Securities Transaction Credits Applicable to FINRA/Nasdaq TRF Participants

Public Comments

Resources

Details