Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules To Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Last Reviewed or Updated: Nov. 4, 2020

Public Comments Due

Dec. 1, 2020

File Number

SR-FINRA-2020-039

Rule Type

Notice

Release Number

34-90344

SEC Issue Date

Nov. 4, 2020

Federal Register Publish Date

Nov. 10, 2020

Document Citation

85 FR 71695