Order Rule

Order Approving Proposed Rule Change To Amend the By-Laws of FINRA Regulation, Inc. To Align the Grounds for Member Removal From the NAC With an Existing Provision in the FINRA By-Laws

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Filing of a Proposed Rule Change To Amend the By-Laws of FINRA Regulation, Inc. To Align the Grounds for Member Removal From the NAC With an Existing Provision in the FINRA By-Laws
Release Number
34-90324
SEC Issue Date
Federal Register Publish Date
Document Citation

85 FR 71387

Resources

Notice Rule: SEC Issued Version (pdf 165.9 KB)
Notice Rule: Federal Register Version

Last Reviewed or Updated: Feb. 5, 2021