Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Amend FINRA Rules 1015, 9261, 9524 and 9830 To Permit Hearings Under Those Rules To Be Conducted by Video Conference

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Last Reviewed or Updated: Sept. 2, 2020

Public Comments Due

Sept. 30, 2020

File Number

SR-FINRA-2020-027

Rule Type

Notice

Release Number

34-89737

SEC Issue Date

Sept. 2, 2020

Federal Register Publish Date

Sept. 9, 2020

Document Citation

85 FR 55712