Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Adopt (1) Supplementary Material .12 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) Under FINRA Rule 1210 and (2) Supplementary Material .07 (Temporary Extension of the Limited Period for Persons To Function as Operations Professionals) Under FINRA Rule 1220

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Last Reviewed or Updated: Sept. 1, 2020

Public Comments Due

Sept. 29, 2020

File Number

SR-FINRA-2020-026

Rule Type

Notice

Release Number

34-89732

SEC Issue Date

Sept. 1, 2020

Federal Register Publish Date

Sept. 8, 2020

Document Citation

85 FR 55535