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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Security Futures Risk Disclosure Statement

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2020-025

Last Reviewed or Updated: Aug. 28, 2020

Resources

Notice Rule: SEC Issued Version (pdf 190.59 KB)

Notice Rule: Federal Register Version

Exhibit 3a

Exhibit 3b

Details

Public Comments Due

Sept. 24, 2020

File Number

SR-FINRA-2020-025

Rule Type

Notice

Release Number

34-89703

SEC Issue Date

Aug. 28, 2020

Federal Register Publish Date

Sept. 3, 2020

Document Citation

85 FR 55054

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Security Futures Risk Disclosure Statement

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Security Futures Risk Disclosure Statement

Public Comments

Resources

Details