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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2020-023

Last Reviewed or Updated: July 31, 2020

Resources

Notice Rule: SEC Issued Version (pdf 171.37 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Aug. 27, 2020

File Number

SR-FINRA-2020-023

Rule Type

Notice

Release Number

34-89441

SEC Issue Date

July 31, 2020

Federal Register Publish Date

Aug. 6, 2020

Document Citation

85 FR 47824

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule)

Public Comments

Resources

Details