Notice Rule

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule) to FINRA's Minor Rule Violation Plan ("MRVP")

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Last Reviewed or Updated: May 14, 2020

Public Comments Due

June 10, 2020

File Number

SR-FINRA-2020-013

Rule Type

Notice

Release Number

34-88870

SEC Issue Date

May 14, 2020

Federal Register Publish Date

May 20, 2020

Document Citation

85 FR 30768