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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Compliance Date for SR-FINRA-2019-014

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2020-010

Last Reviewed or Updated: April 3, 2020

Resources

Notice Rule: SEC Issued Version (pdf 198.32 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 30, 2020

File Number

SR-FINRA-2020-010

Rule Type

Notice

Release Number

34-88556

SEC Issue Date

April 3, 2020

Federal Register Publish Date

April 9, 2020

Document Citation

85 FR 20013

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Compliance Date for SR-FINRA-2019-014

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Compliance Date for SR-FINRA-2019-014

Public Comments

Resources

Details