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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2020-009

Last Reviewed or Updated: March 19, 2020

Resources

Notice Rule: SEC Issued Version (pdf 178.04 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

April 15, 2020

File Number

SR-FINRA-2020-009

Rule Type

Notice

Release Number

34-88425

SEC Issue Date

March 19, 2020

Federal Register Publish Date

March 25, 2020

Document Citation

85 FR 16971

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks)

Public Comments

Resources

Details