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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 11900 To Except Certain Transactions in Corporate Debt Securities

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2020-002

Last Reviewed or Updated: Jan. 24, 2020

Resources

Notice Rule: SEC Issued Version (pdf 174.7 KB)

Notice Rule: Federal Register Version

Exhibit 2

Exhibit 5

Details

Public Comments Due

Feb. 20, 2020

File Number

SR-FINRA-2020-002

Rule Type

Notice

Release Number

34-88037

SEC Issue Date

Jan. 24, 2020

Federal Register Publish Date

Jan. 30, 2020

Document Citation

85 FR 5516

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 11900 To Except Certain Transactions in Corporate Debt Securities

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 11900 To Except Certain Transactions in Corporate Debt Securities

Public Comments

Resources

Details