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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2019-026

Last Reviewed or Updated: Nov. 1, 2019

Resources

Notice Rule: SEC Issued Version (pdf 122.97 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 29, 2019

File Number

SR-FINRA-2019-026

Rule Type

Notice

Release Number

34-87441

SEC Issue Date

Nov. 1, 2019

Federal Register Publish Date

Nov. 7, 2019

Document Citation

84 FR 60132

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Public Comments

Resources

Details