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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Sept. 24, 2019

Resources

Notice Rule: SEC Issued Version (pdf 124.45 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Oct. 21, 2019

File Number

SR-FINRA-2019-023

Rule Type

Notice

Release Number

34-87078

SEC Issue Date

Sept. 24, 2019

Federal Register Publish Date

Sept. 30, 2019

Document Citation

84 FR 51669

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks)

Resources

Details