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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Technical Correction and Other Non-Substantive Changes to FINRA Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 8, 2019

Resources

Notice Rule: SEC Issued Version (pdf 118.89 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Aug. 2, 2019

File Number

SR-FINRA-2019-018

Rule Type

Notice

Release Number

34-86328

SEC Issue Date

July 8, 2019

Federal Register Publish Date

July 12, 2019

Document Citation

84 FR 33299

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Technical Correction and Other Non-Substantive Changes to FINRA Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Technical Correction and Other Non-Substantive Changes to FINRA Rules

Resources

Details