Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules 7610A and 7620A To Modify Certain Fees and Credits Applicable to FINRA/Nasdaq TRF Retail Participants

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Last Reviewed or Updated: Dec. 20, 2018

Public Comments Due

Jan. 18, 2019

File Number

SR-FINRA-2018-042

Rule Type

Notice

Release Number

34-84901

SEC Issue Date

Dec. 20, 2018

Federal Register Publish Date

Dec. 28, 2018

Document Citation

83 FR 67408