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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Change Relating to Provision of Test Result Information to Candidates Who Pass a FINRA Qualification Examination

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2018-036

Last Reviewed or Updated: Oct. 5, 2018

Resources

Notice Rule: SEC Issued Version (pdf 127.83 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 2, 2018

File Number

SR-FINRA-2018-036

Rule Type

Notice

Release Number

34-84376

SEC Issue Date

Oct. 5, 2018

Federal Register Publish Date

Oct. 12, 2018

Document Citation

83 FR 51720

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Change Relating to Provision of Test Result Information to Candidates Who Pass a FINRA Qualification Examination

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Change Relating to Provision of Test Result Information to Candidates Who Pass a FINRA Qualification Examination

Public Comments

Resources

Details