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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Securities Trader (Series 57) Examination

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Feb. 26, 2018

Resources

Notice Rule: SEC Issued Version (pdf 133.48 KB)

Notice Rule: Federal Register Version

Exhibit 3a

Exhibit 3c

Details

Public Comments Due

March 23, 2018

File Number

SR-FINRA-2018-010

Rule Type

Notice

Release Number

34-82772

SEC Issue Date

Feb. 26, 2018

Federal Register Publish Date

March 2, 2018

Document Citation

83 FR 9039

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Securities Trader (Series 57) Examination

Resources

Details

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Securities Trader (Series 57) Examination

Resources

Details