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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Industry Essentials Examination

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Jan. 24, 2018

Resources

Notice Rule: SEC Issued Version (pdf 128.37 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 20, 2018

File Number

SR-FINRA-2018-002

Rule Type

Notice

Release Number

34-82578

SEC Issue Date

Jan. 24, 2018

Federal Register Publish Date

Jan. 30, 2018

Document Citation

83 FR 4375

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Industry Essentials Examination

Resources

Details

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Industry Essentials Examination

Resources

Details