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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2017-035

Last Reviewed or Updated: Nov. 22, 2017

Resources

Notice Rule: SEC Issued Version (pdf 123.41 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 19, 2017

File Number

SR-FINRA-2017-035

Rule Type

Notice

Release Number

34-82153

SEC Issue Date

Nov. 22, 2017

Federal Register Publish Date

Nov. 28, 2017

Document Citation

82 FR 56300

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

Public Comments

Resources

Details