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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the New TRACE Security Activity Report and End-of-Day TRACE Transaction File

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2017-033

Last Reviewed or Updated: Nov. 1, 2017

Resources

Notice Rule: SEC Issued Version (pdf 127 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Nov. 28, 2017

File Number

SR-FINRA-2017-033

Rule Type

Notice

Release Number

34-81995

SEC Issue Date

Nov. 1, 2017

Federal Register Publish Date

Nov. 7, 2017

Document Citation

82 FR 51658

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the New TRACE Security Activity Report and End-of-Day TRACE Transaction File

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the New TRACE Security Activity Report and End-of-Day TRACE Transaction File

Public Comments

Resources

Details