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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Permanent an Exception to TRACE Reporting for Certain Bond Transactions Effected on the New York Stock Exchange

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2017-032

Last Reviewed or Updated: Oct. 24, 2017

Resources

Notice Rule: SEC Issued Version (pdf 182.46 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Nov. 20, 2017

File Number

SR-FINRA-2017-032

Rule Type

Notice

Release Number

34-81931

SEC Issue Date

Oct. 24, 2017

Federal Register Publish Date

Oct. 30, 2017

Document Citation

82 FR 50194

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Permanent an Exception to TRACE Reporting for Certain Bond Transactions Effected on the New York Stock Exchange

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Permanent an Exception to TRACE Reporting for Certain Bond Transactions Effected on the New York Stock Exchange

Public Comments

Resources

Details