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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2017-029

Last Reviewed or Updated: Sept. 26, 2017

Resources

Notice Rule: SEC Issued Version (pdf 137.47 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 23, 2017

File Number

SR-FINRA-2017-029

Rule Type

Notice

Release Number

34-81722

SEC Issue Date

Sept. 26, 2017

Federal Register Publish Date

Oct. 2, 2017

Document Citation

82 FR 45915

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Public Comments

Resources

Details