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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement a New Electronic Form 211

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Aug. 28, 2017

Resources

Notice Rule: SEC Issued Version (pdf 143.15 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 22, 2017

File Number

SR-FINRA-2017-028

Rule Type

Notice

Release Number

34-81488

SEC Issue Date

Aug. 28, 2017

Federal Register Publish Date

Sept. 1, 2017

Document Citation

82 FR 41670

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement a New Electronic Form 211

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement a New Electronic Form 211

Resources

Details