Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Application of FINRA Rule 11140 (Transactions in Securities "Ex-Dividend," "Ex-rights" or "Ex-Warrants") in Connection With the Implementation of the Shortened Settlement Cycle (T+2) on September 5, 2017

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Aug. 21, 2017

Resources

Public Comments Due

Sept. 15, 2017

File Number

SR-FINRA-2017-026

Rule Type

Notice

Release Number

34-81448

SEC Issue Date

Aug. 21, 2017

Federal Register Publish Date

Aug. 25, 2017

Document Citation

82 FR 40610