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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7620A To Eliminate the No/Was Corrective Transaction Charge

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: June 1, 2017

Resources

Notice Rule: SEC Issued Version (pdf 208.22 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

June 28, 2017

File Number

SR-FINRA-2017-016

Rule Type

Notice

Release Number

34-80843

SEC Issue Date

June 1, 2017

Federal Register Publish Date

June 7, 2017

Document Citation

82 FR 26546

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7620A To Eliminate the No/Was Corrective Transaction Charge

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7620A To Eliminate the No/Was Corrective Transaction Charge

Resources

Details