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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: May 18, 2017

Resources

Notice Rule: SEC Issued Version (pdf 123.96 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

June 14, 2017

File Number

SR-FINRA-2017-014

Rule Type

Notice

Release Number

34-80727

SEC Issue Date

May 18, 2017

Federal Register Publish Date

May 24, 2017

Document Citation

82 FR 23953

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

Resources

Details