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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Private Placement Filer Form Under FINRA Rules 5122 and 5123

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: March 28, 2017

Resources

Notice Rule: SEC Issued Version (pdf 126.48 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 24, 2017

File Number

SR-FINRA-2017-008

Rule Type

Notice

Release Number

34-80321

SEC Issue Date

March 28, 2017

Federal Register Publish Date

April 3, 2017

Document Citation

82 FR 16245

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Private Placement Filer Form Under FINRA Rules 5122 and 5123

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Private Placement Filer Form Under FINRA Rules 5122 and 5123

Resources

Details