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Notice Rule

Order Approving Proposed Rule Change To Adopt the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Approving Proposed Rule Change To Adopt the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule)

Release Number

34-80255

SEC Issue Date

March 15, 2017

Federal Register Publish Date

March 21, 2017

Document Citation

82 FR 14563

Resources

Order Rule: SEC Issued Version (pdf 304.84 KB)

Order Rule: Federal Register Version

Rel. No. 34-79961

Last Reviewed or Updated: March 15, 2017

Resources

Notice Rule: SEC Issued Version (pdf 268.82 KB)

Notice Rule: Federal Register Version

Details

File Number

SR-FINRA-2017-003

Rule Type

Notice

Release Number

34-79961

SEC Issue Date

Feb. 3, 2017

Federal Register Publish Date

Feb. 9, 2017

Document Citation

82 FR 10073