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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reporting Transactions in U.S. Treasury Securities to the Trade Reporting and Compliance Engine

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2016-046

Last Reviewed or Updated: Dec. 20, 2016

Resources

Notice Rule: SEC Issued Version (pdf 248.86 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 17, 2017

File Number

SR-FINRA-2016-046

Rule Type

Notice

Release Number

34-79620

SEC Issue Date

Dec. 20, 2016

Federal Register Publish Date

Dec. 27, 2016

Document Citation

81 FR 95247

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reporting Transactions in U.S. Treasury Securities to the Trade Reporting and Compliance Engine

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reporting Transactions in U.S. Treasury Securities to the Trade Reporting and Compliance Engine

Public Comments

Resources

Details