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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 4554 Reporting Requirements for Alternative Trading Systems

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2016-045

Last Reviewed or Updated: Dec. 15, 2016

Resources

Notice Rule: SEC Issued Version (pdf 173.78 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 11, 2017

File Number

SR-FINRA-2016-045

Rule Type

Notice

Release Number

34-79570

SEC Issue Date

Dec. 15, 2016

Federal Register Publish Date

Dec. 21, 2016

Document Citation

81 FR 93720

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 4554 Reporting Requirements for Alternative Trading Systems

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 4554 Reporting Requirements for Alternative Trading Systems

Public Comments

Resources

Details