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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Implementation Date for Alternative Trading Systems To Report Sequence Numbers Under Rule 4554

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Nov. 10, 2016

Resources

Notice Rule: SEC Issued Version (pdf 170.48 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 8, 2016

File Number

SR-FINRA-2016-041

Rule Type

Notice

Release Number

34-79289

SEC Issue Date

Nov. 10, 2016

Federal Register Publish Date

Nov. 17, 2016

Document Citation

81 FR 81202

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Implementation Date for Alternative Trading Systems To Report Sequence Numbers Under Rule 4554

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Implementation Date for Alternative Trading Systems To Report Sequence Numbers Under Rule 4554

Resources

Details