Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6191 To Modify the Quoting and Trading Requirements Relating to the Block Size Exception and the Use of Intermarket Sweep Orders and Trade-at Intermarket Sweep Orders

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 3, 2016

Resources

Public Comments Due

Oct. 28, 2016

File Number

SR-FINRA-2016-038

Rule Type

Notice

Release Number

34-79026

SEC Issue Date

Oct. 3, 2016

Federal Register Publish Date

Oct. 7, 2016

Document Citation

81 FR 69893