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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6191 Relating to the Data Collection Requirements of the Regulation NMS Plan To Implement A Tick Size Pilot Program

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Sept. 9, 2016

Resources

Notice Rule: SEC Issued Version (pdf 130.51 KB)

Notice Rule: Federal Register Version

Exhibit 5

Exemptive Letter

Details

Public Comments Due

Oct. 6, 2016

File Number

SR-FINRA-2016-035

Rule Type

Notice

Release Number

34-78800

SEC Issue Date

Sept. 9, 2016

Federal Register Publish Date

Sept. 15, 2016

Document Citation

81 FR 63565

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6191 Relating to the Data Collection Requirements of the Regulation NMS Plan To Implement A Tick Size Pilot Program

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6191 Relating to the Data Collection Requirements of the Regulation NMS Plan To Implement A Tick Size Pilot Program

Resources

Details