Notice Rule

Order Approving Proposed Rule Change To Amend Rule 12400 of the Code of Arbitration Procedure for Customer Disputes and Rule 13400 of the Code of Arbitration Procedure for Industry Disputes Relating To Broadening Chairperson Eligibility in Arbitration

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Release Number

34-79455

SEC Issue Date

Dec. 2, 2016

Federal Register Publish Date

Dec. 8, 2016

Document Citation

81 FR 88720

Resources

Order Rule: SEC Issued Version (pdf 249.96 KB)

Order Rule: Federal Register Version

Rel. No. 34-78729

Last Reviewed or Updated: Dec. 2, 2016

Resources

Notice Rule: SEC Issued Version (pdf 35.54 KB)

Notice Rule: Federal Register Version

Rel. No. 34-79455

Details

File Number

SR-FINRA-2016-033

Rule Type

Notice

Release Number

34-78729

SEC Issue Date

Aug. 30, 2016

Federal Register Publish Date

Sept. 6, 2016

Document Citation

81 FR 61288

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change To Amend Rule 12400 of the Code of Arbitration Procedure for Customer Disputes and Rule 13400 of the Code of Arbitration Procedure for Industry Disputes Relating To Broadening Chairperson Eligibility in Arbitration

Resources

Resources

Details

More in this Section

Order Approving Proposed Rule Change To Amend Rule 12400 of the Code of Arbitration Procedure for Customer Disputes and Rule 13400 of the Code of Arbitration Procedure for Industry Disputes Relating To Broadening Chairperson Eligibility in Arbitration

Order Rule (34-79455)

Resources

Resources

Details