Notice Rule

Order Approving Rule Change Amending the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Require All Parties Other Than Pro Se Customers To File and Serve Pleadings and Documents Through the FINRA Office of Dispute Resolution's Party Portal and To Permit Mediation Parties To Use the Portal

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Order Approving Rule Change Amending the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Require All Parties Other Than Pro Se Customers To File and Serve Pleadings and Documents Through t
Release Number
34-79296
SEC Issue Date
Federal Register Publish Date
Document Citation

81 FR 81844

Resources

Order Rule: SEC Issued Version (pdf 292.71 KB)
Order Rule: Federal Register Version
Rel. No. 34-78549

Last Reviewed or Updated: Nov. 14, 2016